Universal Market Integrity Rules

Results: 172



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11Investment Industry Regulatory Organization of Canada / Financial economics / Universal Market Integrity Rules / Financial system / Business / Finance / Securities / Self-regulatory organizations / Financial regulation

Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella

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Source URL: www.iiroc.ca

Language: English - Date: 2014-11-11 15:06:03
12Economy of Canada / Universal Market Integrity Rules

Rules Notice Notice of Approval UMIR and Dealer Member Rules Please distribute internally to: Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2014-11-13 10:31:06
13Investment / Economy of Canada / Universal Market Integrity Rules / Finance

Rules Notice Guidance Note UMIR and Dealer Member Rules Please distribute internally to: Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2014-11-13 10:31:04
14Investment Industry Regulatory Organization of Canada / Securities / Financial economics / Economics / Financial Literacy Month / Investor education / Better Business Bureau / Canadian Investment Manager / Universal Market Integrity Rules / Business / Self-regulatory organizations / Financial regulation

For further information, please contact: June Yee Manager, Corporate Communications[removed]removed]

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Source URL: www.iiroc.ca

Language: English - Date: 2014-11-11 10:11:04
15Investment / Economy of Canada / Universal Market Integrity Rules / Finance

Rules Notice Guidance Note UMIR and Dealer Member Rules Please distribute internally to: Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2014-11-13 10:31:05
16Economy of Canada / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Market / Trading room / Financial economics / Finance / Economics

Rules Notice Technical UMIR Contact: Deanna Dobrowsky

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Source URL: www.iiroc.ca

Language: English - Date: 2014-12-15 10:01:05
17Investment / Security / Universal Market Integrity Rules / Alternative Trading Systems / OTC Markets Group / Broker-dealer / NASDAQ / U.S. Securities and Exchange Commission / Algorithmic trading / Financial markets / Financial economics / Finance

Rules Notice Guidance Note UMIR Contact: Naomi Solomon

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Source URL: www.iiroc.ca

Language: English - Date: 2014-12-15 10:01:04
18Mathematical finance / Investment / Financial regulation / Investment Industry Regulatory Organization of Canada / Securities / Universal Market Integrity Rules / High-frequency trading / Algorithmic trading / Canadian securities regulation / Financial markets / Financial economics / Finance

Administrative Notice General UMIR Contact: Victoria Pinnington

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Source URL: www.iiroc.ca

Language: English - Date: 2014-12-17 11:01:05
19Mathematical finance / Investment / Algorithmic trading / High-frequency trading / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Canadian securities regulation / Stock market / Market maker / Financial markets / Financial economics / Finance

For further information, please contact: Karen Archer Senior Media and Public Affairs Specialist[removed]removed]

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Source URL: www.iiroc.ca

Language: English - Date: 2014-12-17 10:51:04
20Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada / Financial economics / Canada / Canadian securities regulation / Financial system / Securities / Financial regulation / Economy of Canada

For further information, please contact: June Yee Manager, Corporate Communications[removed]removed]

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Source URL: www.iiroc.ca

Language: English - Date: 2014-12-15 10:36:04
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